Filing Details

Accession Number:
0001209191-10-052940
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-03 16:37:16
Reporting Period:
2010-11-01
Filing Date:
2010-11-03
Accepted Time:
2010-11-03 16:37:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132484 Netezza Corp NZ Electronic Computers (3571) 043527320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404532 Patricia Cotter C/O Netezza Corporation
26 Forest Street
Marlborough MA 01752
Sr. Vp, Worldwide Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-01 1,500 $2.50 26,500 No 4 M Direct
Common Stock Acquisiton 2010-11-01 2,500 $6.70 29,000 No 4 M Direct
Common Stock Disposition 2010-11-01 4,000 $26.98 25,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-01 1,500 $0.00 1,500 $2.50
Common Stock Employee Stock Option (right to buy) Disposition 2010-11-01 2,500 $0.00 2,500 $6.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,500 2016-02-01 No 4 M Direct
12,500 2017-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect By mother
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2009, as amended on April 8, 2010.
  2. Represents partial exercise of an option to purchase 30,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20,2006. This option is currently vested as to 28,500 shares, and will vest as to 1,500 additional shares on February 1, 2011.
  3. Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 14, 2007. This option is currently vested as to 37,500 shares, and will vest as to 2,500 additional shares on February 1, 2011 and at the end of each successive three-month period thereafter, through and including February 1, 2012.