Filing Details
- Accession Number:
- 0001209191-10-052924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-03 16:25:40
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-03
- Accepted Time:
- 2010-11-03 16:25:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1044566 | Cna Surety Corp | SUR | Surety Insurance (6351) | 344144905 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207771 | A Thomas Pottle | 624 Pottawamie Trail Batavia IL 60510 | Svp. Credit And Field Op | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cna Surety Stock | Acquisiton | 2010-11-02 | 7,800 | $14.61 | 9,800 | No | 4 | M | Direct | |
| Cna Surety Stock | Acquisiton | 2010-11-02 | 2,300 | $9.35 | 12,100 | No | 4 | M | Direct | |
| Cna Surety Stock | Acquisiton | 2010-11-02 | 7,600 | $9.42 | 19,700 | No | 4 | M | Direct | |
| Cna Surety Stock | Acquisiton | 2010-11-02 | 6,100 | $12.06 | 25,800 | No | 4 | M | Direct | |
| Cna Surety Stock | Acquisiton | 2010-11-02 | 5,400 | $13.07 | 31,200 | No | 4 | M | Direct | |
| Cna Surety Stock | Acquisiton | 2010-11-02 | 2,350 | $16.35 | 33,550 | No | 4 | M | Direct | |
| Cna Surety Stock Options | Disposition | 2010-11-02 | 31,550 | $23.18 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,950 | $0.00 | 1,950 | $14.61 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,950 | $0.00 | 1,950 | $14.61 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,950 | $0.00 | 1,950 | $14.61 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,950 | $0.00 | 1,950 | $14.61 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 400 | $0.00 | 400 | $9.35 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,900 | $0.00 | 1,900 | $9.35 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,900 | $0.00 | 1,900 | $9.42 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,900 | $0.00 | 1,900 | $9.42 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,900 | $0.00 | 1,900 | $9.42 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,900 | $0.00 | 1,900 | $9.42 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,525 | $0.00 | 1,525 | $12.06 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,525 | $0.00 | 1,525 | $12.06 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,525 | $0.00 | 1,525 | $12.06 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,525 | $0.00 | 1,525 | $12.06 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,350 | $0.00 | 1,350 | $13.07 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,350 | $0.00 | 1,350 | $13.07 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,350 | $0.00 | 1,350 | $13.07 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,350 | $0.00 | 1,350 | $13.07 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,175 | $0.00 | 1,175 | $16.35 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-11-02 | 1,175 | $0.00 | 1,175 | $16.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-11-13 | 2011-11-13 | No | 4 | M | Direct |
| 0 | 2003-11-13 | 2011-11-13 | No | 4 | M | Direct |
| 0 | 2004-11-13 | 2011-11-13 | No | 4 | M | Direct |
| 0 | 2005-11-13 | 2011-11-13 | No | 4 | M | Direct |
| 0 | 2005-11-19 | 2012-11-19 | No | 4 | M | Direct |
| 0 | 2006-11-19 | 2012-11-19 | No | 4 | M | Direct |
| 0 | 2004-11-11 | 2013-11-11 | No | 4 | M | Direct |
| 0 | 2005-11-11 | 2013-11-11 | No | 4 | M | Direct |
| 0 | 2006-11-11 | 2013-11-11 | No | 4 | M | Direct |
| 0 | 2007-11-11 | 2013-11-11 | No | 4 | M | Direct |
| 0 | 2005-11-09 | 2014-11-09 | No | 4 | M | Direct |
| 0 | 2006-11-09 | 2014-11-09 | No | 4 | M | Direct |
| 0 | 2007-11-09 | 2014-11-09 | No | 4 | M | Direct |
| 0 | 2008-11-09 | 2014-11-09 | No | 4 | M | Direct |
| 0 | 2006-10-25 | 2015-10-25 | No | 4 | M | Direct |
| 0 | 2007-10-25 | 2015-10-25 | No | 4 | M | Direct |
| 0 | 2008-10-25 | 2015-10-25 | No | 4 | M | Direct |
| 0 | 2009-10-25 | 2015-10-25 | No | 4 | M | Direct |
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 0 | 2010-02-08 | 2018-02-08 | No | 4 | M | Direct |
Footnotes
- Employee exercised options.
Billionaire Hedge Funds
