Filing Details
- Accession Number:
- 0001140361-10-043392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-03 16:23:20
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-03
- Accepted Time:
- 2010-11-03 16:23:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059786 | Mips Technologies Inc | MIPS | Semiconductors & Related Devices (3674) | 770322161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455207 | H Gail Shulman | Mips Technologies, Inc. 955 East Arques Avenue Sunnyvale CA 94085 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-01 | 13,800 | $8.01 | 16,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 13,800 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 5,000 | $8.01 | 7,266 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 5,000 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 4,125 | $8.01 | 6,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 4,125 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 5,417 | $6.11 | 7,683 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 5,417 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 7,083 | $6.47 | 9,349 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 7,083 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 4,500 | $8.10 | 6,766 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 4,500 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 13,125 | $7.80 | 15,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 13,125 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 2,222 | $6.00 | 4,488 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 2,222 | $14.46 | 2,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-02 | 2,266 | $14.45 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 13,800 | $0.00 | 13,800 | $8.01 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-11-01 | 5,000 | $0.00 | 5,000 | $8.01 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 4,125 | $0.00 | 4,125 | $8.01 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 5,417 | $0.00 | 5,417 | $6.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 7,083 | $0.00 | 7,083 | $6.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 4,500 | $0.00 | 4,500 | $8.10 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 13,125 | $0.00 | 13,125 | $7.80 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-01 | 2,222 | $0.00 | 2,222 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-17 | No | 4 | M | Direct | |
| 0 | 2012-05-17 | No | 4 | M | Direct | |
| 0 | 2012-05-17 | No | 4 | M | Direct | |
| 0 | 2012-08-29 | No | 4 | M | Direct | |
| 0 | 2013-08-15 | No | 4 | M | Direct | |
| 0 | 2013-12-28 | No | 4 | M | Direct | |
| 0 | 2014-08-15 | No | 4 | M | Direct | |
| 37,778 | 2017-08-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.46 to $14.53, inclusive. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- This option shall vest over thirty-six (36) months at a rate of one thirty-sixth (1/36) per month beginning with the first monthly anniversary of the grant date.
- Twenty-four percent (24%) of the shares subject to this option shall vest twelve (12) months after the grant date, and two percent (2%) of the shares subject to this option shall vest on each monthly anniversary of the grant date.
- This option shall vest over fifty (50) months at a rate of two percent (2%) per month beginning with the first monthly anniversary of the grant date.
- One-third (1/3) of the shares subject to this option shall vest twelve (12) months after the grant date and one thirty-sixth (1/36) of the shares shall vest on each monthly anniversary of the grant date thereafter.
- Includes 2,266 shares acquired under the Employee Stock Purchase Plan on October 29, 2010.
- These shares were purchased under the MIPS Technologies, Inc. Employee Stock Purchase Plan on October 29, 2010.
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