Filing Details

Accession Number:
0001181431-10-053177
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-03 14:34:28
Reporting Period:
2010-11-01
Filing Date:
2010-11-03
Accepted Time:
2010-11-03 14:34:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc CALX Communications Services, Nec (4899) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1163715 E Michael Marks C/O Riverwood Capital Llc
70 Willow Road, Suite 100
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-01 100,000 $12.40 467,316 No 4 S Indirect See Footnotes.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,786 Indirect See Footnotes.
Common Stock 2,266 Direct
Footnotes
  1. Shares held by Riverwood Capital LLC.
  2. The manager of Riverwood Capital LLC is Ironwood Management, LLC. The sole member of Ironwood Management, LLC is Michael Marks. The manager of WB Investors, LLC is Michael Marks. Mr. Marks disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  3. Shares held by WB Investors, LLC.
  4. Restricted stock units.