Filing Details
- Accession Number:
- 0001181431-10-053168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-03 14:16:34
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-03
- Accepted Time:
- 2010-11-03 14:16:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709283 | Quantum Corp | QTM | Computer Storage Devices (3572) | 942665054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227560 | P Dennis Wolf | C/O Quantum Corporation 1650 Technology Drive, Suite 800 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-01 | 33,000 | $1.77 | 121,776 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 66,000 | $1.16 | 187,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 99,000 | $3.26 | 88,776 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 45,000 | $2.83 | 133,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 45,000 | $3.35 | 88,776 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-11-01 | 33,000 | $0.00 | 33,000 | $1.77 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-11-01 | 66,000 | $0.00 | 66,000 | $1.16 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-11-01 | 45,000 | $0.00 | 45,000 | $2.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-01 | 2015-09-01 | No | 4 | M | Direct |
| 0 | 2009-12-01 | 2016-09-01 | No | 4 | M | Direct |
| 0 | 2008-07-01 | 2014-07-31 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of the stock options listed in Table II of this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $3.23 to $3.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- These options were granted on September 1, 2008.
- These options were granted on September 1, 2009.
- The options are fully vested and immediately exercisable.
- These options were granted on July 31, 2007.
Billionaire Hedge Funds
