Filing Details
- Accession Number:
- 0000950138-10-000712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-03 13:29:44
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-03
- Accepted Time:
- 2010-11-03 13:29:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183476 | J Walter Galvin | C/O Emerson Electric Co. 8000 W. Florissant Ave. St. Louis MO 63136 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-01 | 63,360 | $0.00 | 382,421 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-11-01 | 2,400 | $56.00 | 211,600 | No | 4 | S | Indirect | JGM Investors, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Indirect | JGM Investors, LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2010-11-01 | 76,800 | $0.00 | 76,800 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 76,800 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,204 | Indirect | Spouse |
| Common Stock | 3,226 | Indirect | Trust - Daughter Megan |
| Common Stock | 3,226 | Indirect | Trust - Son Greg |
| Common Stock | 16,711 | Indirect | 401(k) plan |
| Common Stock | 10,909 | Indirect | 401(k) excess plan |
Footnotes
- Acquisition of 63,360 shares pursuant to Rule 16b-3 upon payout of 60% (115,200 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2010. Of these 115,200 units, 63,360 units were paid in shares of Issuer stock, with the remaining 51,840 units paid in cash to cover the reporting person's tax obligations.
- Price is not applicable to acquisitions described in Note 1 and Note 6.
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2010 by JGM Investors, LP.
- JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children.
- The Reporting Person disclaims beneficial ownership.
- Acquisition of 76,800 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
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