Filing Details
- Accession Number:
- 0000098246-10-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-03 11:19:17
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-03
- Accepted Time:
- 2010-11-03 11:19:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016754 | E James Quinn | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2010-11-01 | 50,000 | $34.02 | 74,472 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2010-11-01 | 50,000 | $53.50 | 24,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-01 | 50,000 | $0.00 | 50,000 | $34.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2012-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 57,883 | Indirect | By GRAT |
| Common Stock $.01 Par | 145 | Indirect | ESOP |
| Common Stock $.01 Par | 4,000 | Indirect | By custodian for daughter under UGMA |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2010.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $53.50 to $53.51 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares are held by grantor retained annuity trust entitled "James E. Quinn as Trustee, The Diane W. Quinn GRT Retained Annuity Trust U/A/D 01/21/09".
- Shares held by Catherine A. Quinn (sister of reporting person) as Custodian for reporting person's daughter under UGMA.
- Options granted under 16(b) Plan on 01/16/2002. The option vested in four equal installments on January 16, 2003, 2004, 2005 and 2006.
- Total Grant 110,000. 0 shares previously exercised.
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