Filing Details
- Accession Number:
- 0001209191-10-052721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 19:25:10
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 19:25:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397903 | Kumar Anil Jain | C/O Cavium Networks, Inc. 805 E. Middlefield Road Mountain View CA 94043 | Corporate Vp, Ic Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-29 | 53,750 | $3.04 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-29 | 83,750 | $31.50 | 71,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-29 | 25,000 | $31.50 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right to Buy | Disposition | 2010-10-29 | 53,750 | $0.00 | 53,750 | $3.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
216,250 | 2006-03-22 | 2016-03-22 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 24, 2009.