Filing Details
- Accession Number:
- 0001209191-10-052709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 18:58:32
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 18:58:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949858 | Oncogenex Pharmaceuticals Inc. | OGXI | In Vitro & In Vivo Diagnostic Substances (2835) | 954343413 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442675 | Daniel Scott Cormack | 400-1001 W. Broadway Vancouver A1 V6H 4B1 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-01 | 10,000 | $3.89 | 18,067 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-01 | 5,000 | $15.45 | 13,067 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-01 | 10,000 | $0.00 | 10,000 | $3.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,709 | 2006-12-16 | 2010-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,092 | Indirect | Spouse |
Common Stock | 25,680 | Indirect | By Trycor Investment Trust No. 1 |
Footnotes
- Scott Cormack and his spouse are the trustees and beneficiaries of the Trycor Investment Trust No. 1.
- 5,000 of these shares were exercised and sold under the 10b5 Sales Plan.