Filing Details
- Accession Number:
- 0000950142-10-001625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 18:39:58
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 18:39:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291618 | Trust Irrevocable Continued Jafasa | C/O Jmd Delaware, Inc., As Trustee 1201 Market Street, 18Th Floor Wilmington DE 19801 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Trust Shares (Beneficial Interest In Special Voting Share) | Disposition | 2010-10-29 | 105,100 | $42.88 | 894,900 | No | 4 | S | Direct | |
Trust Shares (Beneficial Interest In Special Voting Share) | Disposition | 2010-11-01 | 100,900 | $43.09 | 794,000 | No | 4 | S | Direct | |
Trust Shares (Beneficial Interest In Special Voting Share) | Disposition | 2010-11-02 | 44,000 | $43.43 | 750,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares (the "TrustShares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plcspecial voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed anadmission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and aninterest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose.
- Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction betweenCarnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plcissued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed toholders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of theDLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue anequivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation CommonStock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnivalplc special voting share.
- This transaction was executed in multiple trades at prices ranging from $42.4300 to $43.1715. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $42.4500 to $43.7100. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $43.2500 to $43.7100. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.