Filing Details

Accession Number:
0000950142-10-001625
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-02 18:39:58
Reporting Period:
2010-10-29
Filing Date:
2010-11-02
Accepted Time:
2010-11-02 18:39:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291618 Trust Irrevocable Continued Jafasa C/O Jmd Delaware, Inc., As Trustee
1201 Market Street, 18Th Floor
Wilmington DE 19801
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2010-10-29 105,100 $42.88 894,900 No 4 S Direct
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2010-11-01 100,900 $43.09 794,000 No 4 S Direct
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2010-11-02 44,000 $43.43 750,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares (the "TrustShares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plcspecial voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed anadmission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and aninterest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose.
  2. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction betweenCarnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plcissued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed toholders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of theDLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue anequivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation CommonStock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnivalplc special voting share.
  3. This transaction was executed in multiple trades at prices ranging from $42.4300 to $43.1715. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.
  4. This transaction was executed in multiple trades at prices ranging from $42.4500 to $43.7100. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.
  5. This transaction was executed in multiple trades at prices ranging from $43.2500 to $43.7100. The price reported abovereflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares andprices at which the transactions were effected.