Filing Details
- Accession Number:
- 0000950142-10-001624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 18:39:25
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 18:39:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291618 | Trust Irrevocable Continued Jafasa | C/O Jmd Delaware, Inc., As Trustee 1201 Market Street, 18Th Floor Wilmington DE 19801 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-10-29 | 105,100 | $42.88 | 894,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-01 | 100,900 | $43.09 | 794,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-02 | 44,000 | $43.43 | 750,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose.
- This transaction was executed in multiple trades at prices ranging from $42.4300 to $43.1715. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $42.4500 to $43.7100. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $43.2500 to $43.7100. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
