Filing Details
- Accession Number:
- 0001193805-10-002685
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 17:56:55
- Reporting Period:
- 2009-08-21
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 17:56:55
- Original Submission Date:
- 2009-08-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278876 | Michael James Weber | C/O Falconstor Software, Inc. 2 Huntington Quadrangle Melville NY 11747 | V.p., Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-08-21 | 10,000 | $0.35 | 148,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-08-21 | 10,000 | $5.40 | 138,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2009-08-21 | 10,000 | $0.00 | 10,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,139 | 2010-10-31 | No | 4 | M | Direct |
Footnotes
- This amendment is being filed to report the exercise of options to purchase 10,000 shares of common stock on August 21, 2009. The sale of the 10,000 shares of common stock acquired upon the exercise of such options was reported in the original Form 4.
- All of these options have vested.
Billionaire Hedge Funds
