Filing Details
- Accession Number:
- 0001140361-10-043237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 17:55:16
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 17:55:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316991 | M Adam Goldstein | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Pres & Ceo,Royal Caribbean Int | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-01 | 20,000 | $19.65 | 336,791 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 18,899 | $7.27 | 355,690 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-01 | 11,014 | $39.27 | 344,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-02 | 19,885 | $39.35 | 324,791 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-01 | 20,000 | $0.00 | 20,000 | $19.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-01 | 18,899 | $0.00 | 18,899 | $7.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-05 | No | 4 | M | Direct | |
| 56,694 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 1, 2010. The actual sale prices ranged from a low of $39.25 to a high of $39.3025. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 2, 2010. The actual sale prices ranged from a low of $39.25 to a high of $39.5015. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents the nonqualified stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
- Immediately.
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