Filing Details
- Accession Number:
- 0001144204-10-057067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 17:37:53
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 17:37:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857737 | Iconix Brand Group Inc. | ICON | Footwear, (No Rubber) (3140) | 112481903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319194 | Warren Clamen | C/O Iconix Brand Group, Inc. 1450 Broadway, 4Th Floor New York NY 10018 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-29 | 60,000 | $5.06 | 135,311 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-29 | 50,000 | $10.00 | 185,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-29 | 110,000 | $17.44 | 75,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-29 | 60,000 | $0.00 | 60,000 | $5.06 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-29 | 50,000 | $0.00 | 50,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-09 | 2015-03-09 | No | 4 | M | Direct |
| 0 | 2005-12-28 | 2015-12-28 | No | 4 | M | Direct |
Footnotes
- The reported sales transactions were executed in multiple trades at prices ranging from $17.25 to $17.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
