Filing Details
- Accession Number:
- 0001140361-10-043178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 16:45:00
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 16:45:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880643 | Genta Inc De | GETA | Biological Products, (No Disgnostic Substances) (2836) | 330326866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1100843 | Jr P Raymond Warrell | C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-01 | 24,232 | $0.04 | 44,841,592 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-11-01 | 24,232 | $0.06 | 44,817,360 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 15% Senior Convertible Promissory Note due June 9, 2011 | Disposition | 2010-11-01 | 0 | $0.00 | 24,232 | $0.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,812,356 | 2008-10-07 | 2011-06-09 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 635,187 | Indirect | By Spouse |
Footnotes
- Includes 24,232 shares of common stock held in a joint account with Dr. Warrell's spouse, Dr. Itri, 768,817 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units, 43,812,356 shares of common stock issuable upon the conversion of Seniot Secured Convertible Promissory Notes due June 9, 2011 (the Notes) and 236,187 shares of common stock issuable upon the conversion of the Notes held by Dr. Warrell's IRA.
- Includes 280,894 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units and 354,293 shares of common stock issuable upon the conversion of the Notes held in Dr. Itri's IRA.
Billionaire Hedge Funds
