Filing Details
- Accession Number:
- 0001430784-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 11:43:52
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 11:43:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364856 | Monarch Financial Holdings Inc. | MNRK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430784 | T William Morrison | 1101 Executive Blvd. Chesapeake VA 23320 | Evp - Monarch Mortgage | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-29 | 100 | $8.06 | 25,471 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-29 | 1,500 | $8.10 | 26,971 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-01 | 400 | $8.44 | 27,371 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | $8.00 | 1988-08-08 | 1988-08-08 | 3,125 | 1,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 3,125 | 1,000 | Direct |
Footnotes
- The full name of the Series B Preferred Stock is "7.80% Series B Noncumulative Convertible Perpetual Preferred Stock."
- The Series B Preferred Stock is exercisable immediately and has no expiration date.
- Each share of the Series B Preferred Stock is convertible to 3.125 shares of the underlying security.