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Filing Details

Accession Number:: 0001344887-10-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-02 10:46:25
Reporting Period:: 2010-10-29

Filing Date:: 2010-11-02
Accepted Time:: 2010-11-02 10:46:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344887	A Charles Harvey	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2010-10-29	40,698	$17.52	78,695	No	4	M	Direct
Common Stock	Disposition	2010-10-29	40,698	$35.11	37,997	No	4	S	Direct
Common Stock	Disposition	2010-10-29	713	$0.00	37,284	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2010-10-29	40,698	$0.00	40,698	$17.52
Common Stock	Phantom Stock Units - Restricted Stock Plan	Acquisiton	2010-11-01	5,200	$0.00	5,200	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-11-19	2013-11-19	No	4	M	Direct
12,102	2012-11-01	2014-11-01	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,655	Indirect	By 401(k) Plan Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Annual Incentive Plan	$0.00			2,797	2,797	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.56	2006-11-17	2014-11-17	35,700	35,700	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	72,000	72,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	60,000	60,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	42,000	42,000	Direct
Common Sstock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	54,000	54,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	40,000	40,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,797	2,797	Direct
2014-11-17	35,700	35,700	Direct
2015-11-16	72,000	72,000	Direct
2016-10-02	60,000	60,000	Direct
2017-10-01	42,000	42,000	Direct
2018-10-01	54,000	54,000	Direct
2020-10-01	40,000	40,000	Direct

Footnotes

Includes 4,500 shares of restricted stock which vest on November 1, 2011.
Includes 90.802 shares acquired via the reinvestment of dividends on October 4, 2010 at $30.2876 per share, and 82.542 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.1813, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The number of underlying securities is based on the stock fund balance on October 29, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 29, 2010, stock fund price of $35.12 per share.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock balance includes an award of 5,200 restricted stock units granted on November 1, 2010, which vest as follows: 2,600 on November 1, 2012, and 2,600 on November 1, 2014. The phantom stock units representing the award, and the dividends which accrue during the restrictive period, are to be settled 100% in cash, pending vesting.
The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest, and will be paid in cash to the reporting person. Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's retirement from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.
The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.