Filing Details
- Accession Number:
- 0001127602-10-026391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 09:30:47
- Reporting Period:
- 2010-10-26
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 09:30:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406538 | R. Larry Freedman | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Chief Accounting Officer | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-26 | 3,000 | $27.88 | 24,222 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-26 | 3,000 | $43.00 | 21,222 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-10-26 | 3,000 | $0.00 | 3,000 | $27.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-02 | 2012-12-02 | No | 4 | M | Direct |
Footnotes
- The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
