Filing Details
- Accession Number:
- 0001144204-10-056737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 18:01:40
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 18:01:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503884 | B. Christopher Woodward | 76 Batterson Park Road Farmington CT 06032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-28 | 2,000 | $16.00 | 2,000 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2010-11-01 | 500 | $14.96 | 2,500 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Footnotes
- Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990.