Filing Details
- Accession Number:
- 0001256727-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 17:48:40
- Reporting Period:
- 2010-10-26
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 17:48:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873198 | Applied Visual Sciences Inc. | APVS | Wholesale-Computers & Peripheral Equipment & Software (5045) | 541521616 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256727 | W Sean Kennedy | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2010-10-26 | 588,413 | $0.25 | 616,463 | No | 5 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2010-10-26 | 200,000 | $0.31 | 816,463 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Common Stock Purchase Warrants | Acquisiton | 2010-10-26 | 588,413 | $0.25 | 588,413 | $0.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,237,813 | 2010-10-26 | 2015-10-26 | Yes | 5 | P | Direct |
Billionaire Hedge Funds
