Filing Details
- Accession Number:
- 0001057058-10-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 17:35:42
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 17:35:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1057058 | Waste Connections Inc. | WCN | Refuse Systems (4953) | 943283464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064299 | J Ronald Mittelstaedt | 2295 Iron Point Road Suite 200 Folsom CA 95630 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-28 | 38,057 | $22.01 | 166,255 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-28 | 38,057 | $40.77 | 128,198 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-28 | 4,544 | $22.01 | 132,742 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-28 | 4,544 | $40.77 | 128,198 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-28 | 60,000 | $23.17 | 188,198 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-28 | 60,000 | $40.77 | 128,198 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-28 | 38,057 | $0.00 | 38,057 | $22.01 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-28 | 4,544 | $0.00 | 4,544 | $22.01 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-28 | 60,000 | $0.00 | 60,000 | $23.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-02-23 | 2015-02-23 | No | 4 | M | Direct |
0 | 2006-02-23 | 2015-02-23 | No | 4 | M | Direct |
0 | 2007-02-14 | 2016-02-14 | No | 4 | M | Direct |
Footnotes
- The zero in Table II, Column 8 is a placeholder only that is required by the EDGAR software and should be disregarded.
- This option was previously reported as an option for 3,029 shares of common stock at an exercise price of $33.01 per share, but was adjusted to reflect WCI's 3-for-2 stock split in the form of 50% stock dividends effective March 13, 2007. Accordingly, on March 13, 2007, the date the stock dividend was paid, the option became exercisable for 4,544 shares at an exercise price of $22.01 per share.
- This option was originially reported as an option for 91,971 shares of common stock at an exercise price of $33.02 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividends effective June 24, 2004, and March 13, 2007. Accordingly, on March 13, 2007, the option became exercisable for 137,957 shares at an exercise price of $22.01 per share.
- This option was originally reported as an option for 40,000 shares of common stock at an exercise price of $34.76 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividend effective March 13, 2007. Accordingly, on March 13, 2007, the option became exercisable for 60,000 shares at an exercise price of $23.17 per share.