Filing Details
- Accession Number:
- 0001209191-10-052365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 17:06:54
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 17:06:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187589 | S L Ellen Koplow | 4211 South 102Nd St. Omaha NE 68127 | Executive Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-28 | 7,393 | $7.81 | 83,094 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-28 | 7,393 | $17.00 | 75,701 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-28 | 7,393 | $0.00 | 7,393 | $7.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,168 | Indirect | By 401(k) plan |
Footnotes
- The option vested annually from the date of grant over 4 years.