Filing Details
- Accession Number:
- 0001012975-10-000380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 16:18:37
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 16:18:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1298521 | Trubion Pharmaceuticals Inc | TRBN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1054117 | Steven Lazarus | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1117120 | Arch Venture Fund V Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1161740 | Arch V Entrepreneurs Fund Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1219039 | Keith Crandell | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1219042 | Robert Nelsen | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1219043 | Clinton Bybee | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1222239 | Healthcare Focus Fund Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1274406 | Arch Venture Partners V Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1274408 | Arch Venture Partners V Llc | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-28 | 2,209,741 | $0.00 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-28 | 14,503 | $0.00 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-28 | 132,802 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Securities disposed of pursuant to that certain Agreement and Plan of Merger dated as of August 12, 2010 (attached as Exhibit 2.1 to Trubion's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 13, 2010), as amended, among the issuer and Emergent BioSolutions Inc. ("Emergent"), and certain affiliates, in exchange for (a) an aggregate of $3,217,367.79 cash, (b) 386,791 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 2,357,046 contingent value rights, which represent the right to receive possible additional cash payments.
- Securities held of record by ARCH Venture Fund V, L.P. ("ARCH V"). ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLLC does not have an actual pecuniary interest.
- Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by ARCH V. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by ARCH V in which he does not have an actual pecuniary interest.
- Securities held of record by ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs"). The GPLP, as the sole general partner of Entrepreneurs, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLP disclaims beneficial ownership of all shares held of record by Entrepreneurs in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLLC disclaims beneficial ownership of all shares held of record by Entrepreneurs in which the GPLLC does not have an actual pecuniary interest.
- Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Entrepreneurs in which he does not have an actual pecuniary interest.
- Securities held of record by Healthcare Focus Fund, L.P. ("Healthcare"). The GPLP, as the sole general partner of Healthcare, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLP disclaims beneficial ownership of all shares held of record by Healthcare in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLLC disclaims beneficial ownership of all shares held of record by Healthcare in which the GPLLC does not have an actual pecuniary interest.
- Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Healthcare. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Healthcare in which he does not have an actual pecuniary interest.