Filing Details

Accession Number:
0001012975-10-000380
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 16:18:37
Reporting Period:
2010-10-28
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 16:18:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1298521 Trubion Pharmaceuticals Inc TRBN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1054117 Steven Lazarus 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1117120 Arch Venture Fund V Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1161740 Arch V Entrepreneurs Fund Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1219039 Keith Crandell 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1219042 Robert Nelsen 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1219043 Clinton Bybee 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1222239 Healthcare Focus Fund Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1274406 Arch Venture Partners V Lp 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
1274408 Arch Venture Partners V Llc 8725 West Higgins Road, Suite 290
Chicago IL 60631
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-28 2,209,741 $0.00 0 No 4 S Direct
Common Stock Disposition 2010-10-28 14,503 $0.00 0 No 4 S Direct
Common Stock Disposition 2010-10-28 132,802 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Securities disposed of pursuant to that certain Agreement and Plan of Merger dated as of August 12, 2010 (attached as Exhibit 2.1 to Trubion's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 13, 2010), as amended, among the issuer and Emergent BioSolutions Inc. ("Emergent"), and certain affiliates, in exchange for (a) an aggregate of $3,217,367.79 cash, (b) 386,791 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 2,357,046 contingent value rights, which represent the right to receive possible additional cash payments.
  2. Securities held of record by ARCH Venture Fund V, L.P. ("ARCH V"). ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLLC does not have an actual pecuniary interest.
  3. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by ARCH V. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by ARCH V in which he does not have an actual pecuniary interest.
  4. Securities held of record by ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs"). The GPLP, as the sole general partner of Entrepreneurs, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLP disclaims beneficial ownership of all shares held of record by Entrepreneurs in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. The GPLLC disclaims beneficial ownership of all shares held of record by Entrepreneurs in which the GPLLC does not have an actual pecuniary interest.
  5. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Entrepreneurs. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Entrepreneurs in which he does not have an actual pecuniary interest.
  6. Securities held of record by Healthcare Focus Fund, L.P. ("Healthcare"). The GPLP, as the sole general partner of Healthcare, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLP disclaims beneficial ownership of all shares held of record by Healthcare in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Healthcare. The GPLLC disclaims beneficial ownership of all shares held of record by Healthcare in which the GPLLC does not have an actual pecuniary interest.
  7. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus, as the individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Healthcare. Each of Messrs. Crandell, Nelsen, Bybee and Lazarus disclaims beneficial ownership of all shares held of record by Healthcare in which he does not have an actual pecuniary interest.