Filing Details

Accession Number:
0001127602-10-026284
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 14:39:11
Reporting Period:
2010-10-29
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 14:39:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251016 H Robert Dickinson C/O Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-29 40,000 $34.25 50,235 No 4 M Direct
Common Stock Disposition 2010-10-29 40,000 $42.64 10,235 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-10-29 40,000 $0.00 40,000 $34.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-08-01 2013-08-01 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.63 to $42.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.