Filing Details

Accession Number:
0001504652-10-000005
Form Type:
5
Zero Holdings:
No
Publication Time:
2010-11-01 13:20:08
Reporting Period:
2010-11-01
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 13:20:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001606 Blount International Inc BLT Cutlery, Handtools & General Hardware (3420) 630780521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292565 Jr C Dale Johnson 4909 Se International Way
Portland OR 97222
Retired Vp, Corp. Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2004-09-20 400 $11.97 400 No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
Common Stock Acquisiton 2005-03-29 100 $16.88 500 No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
Common Stock Acquisiton 2005-03-29 500 $16.99 1,000 No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
Common Stock Acquisiton 2005-06-01 500 $16.33 1,500 No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
No 5 P Indirect Jointly owned with wife, Linda Langsdorf Johnson
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2000 Stock Incentive Plans (Right to Buy) Acquisiton 2003-11-05 4,000 $5.05 4,000 $5.05
Common Stock 1999 & 2000 Stock Incentive Plan (right to Buy) Acquisiton 2004-12-21 10,000 $16.62 10,000 $16.62
Common Stock Stock Appreciation Rights Acquisiton 2006-02-21 10,000 $16.76 10,000 $16.76
Common Stock Restricted Stock Award Acquisiton 2007-03-01 5,000 $0.00 5,000 $0.00
Common Stock Restricted Stock Award Acquisiton 2008-03-01 6,000 $0.00 6,000 $0.00
Common Stock Restricted Stock Unit Award Disposition 2009-03-13 709 $0.00 709 $0.00
Common Stock Restricted Stock Unit Award Disposition 2009-03-13 591 $0.00 591 $0.00
Common Stock Restricted Stock Unit Award Acquisiton 2010-03-11 1,833 $0.00 1,833 $0.00
Common Stock Stock Appreciation Right Acquisiton 2010-03-11 8,517 $11.85 8,517 $11.85
Common Stock Restricted Stock Award Disposition 2010-03-15 717 $0.00 717 $0.00
Common Stock Restricted Stock Unit Award Disposition 2010-03-15 749 $0.00 749 $0.00
Common Stock Common Stock Disposition 2010-05-11 3,000 $0.00 3,000 $0.00
Common Stock Restricted Stock Unit Award Disposition 2010-08-05 749 $0.00 749 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2013-11-05 No 5 J Direct
14,000 2014-12-21 No 5 J Direct
24,000 2016-02-21 No 5 J Direct
29,000 No 5 J Direct
35,000 No 5 J Direct
34,291 No 5 F Direct
33,700 No 5 F Direct
35,533 No 5 J Direct
44,050 No 5 J Direct
43,333 No 5 F Direct
42,584 No 5 F Direct
39,584 No 5 S Direct
38,835 No 5 F Direct
Footnotes
  1. All stock options granted under the 1999 and 2000 Stock Incentive Plans became fully vested on or before December 20, 2004 at the time of a Change-In-Control (as defined in the 1999 and 2000 Stock Incentive Plans) upon the closing of a Secondary Offering by Lehman Brothers of 10,000,000 shares of Blount International common stock.
  2. Vests 33.33% on each succeeding anniversary date of grant for new three years. First vesting date is December 21, 2005.
  3. The Stock Appreciation Rights were granted as of February 21, 2006 in accordance with the Blount International, Inc. 1999 Stock Incentive Plan, as amended on February 15, 2006 by Blount's Board of Directors. The SARs awarded vest in three equal annual installments, the first installment of which vests one year after the date of grant and the second and third installments vest thereafter on the second and third annual anniversary of the date of grant respectively.
  4. Vests 33.33% on each succeeding anniversary of SAR grant for three years beginning February 21, 2007.
  5. The Restricted Stock Award was granted under the 2006 Equity Incentive Plan approved by shareholders on April 25, 2006.
  6. The Restricted Stock shall vest in three equal annual installments, the first vests one year after date of grant and the second and third vest thereafter on the second and third anniversaries of the date of grant, respectfully. If grantee's employment with the Company is terminated by his retirement, all outstanding unvested Restricted Stock shall immediately vest.
  7. A Restricted Stock is an unsecured promise to transfer a share at a specified future date. The shares do not have an expiration date.
  8. Amendment to Form 4 filed on 3/13/09 reporting all as Restricted Stock Unit Awards. Amended to differentiate between Restricted Stock Units and Restricted Stock Awards.
  9. The RSU Award shall vest in 12 equal quarterly installments, the first of which vests three months after date of grant, with vesting of 1/12 of the award such every three months thereafter until three years from the date of the grant. All vested RSUs are restricted from sale or other transfer until the date that is three calendar years from the date of grant.
  10. Vests 1/12 quarterly on each succeeding three month period from the date of grant beginning June 11, 2010.
  11. SARs expire ten years from grant date.