Filing Details
- Accession Number:
- 0001504652-10-000005
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 13:20:08
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 13:20:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001606 | Blount International Inc | BLT | Cutlery, Handtools & General Hardware (3420) | 630780521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292565 | Jr C Dale Johnson | 4909 Se International Way Portland OR 97222 | Retired Vp, Corp. Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2004-09-20 | 400 | $11.97 | 400 | No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
Common Stock | Acquisiton | 2005-03-29 | 100 | $16.88 | 500 | No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
Common Stock | Acquisiton | 2005-03-29 | 500 | $16.99 | 1,000 | No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
Common Stock | Acquisiton | 2005-06-01 | 500 | $16.33 | 1,500 | No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
No | 5 | P | Indirect | Jointly owned with wife, Linda Langsdorf Johnson |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2000 Stock Incentive Plans (Right to Buy) | Acquisiton | 2003-11-05 | 4,000 | $5.05 | 4,000 | $5.05 |
Common Stock | 1999 & 2000 Stock Incentive Plan (right to Buy) | Acquisiton | 2004-12-21 | 10,000 | $16.62 | 10,000 | $16.62 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2006-02-21 | 10,000 | $16.76 | 10,000 | $16.76 |
Common Stock | Restricted Stock Award | Acquisiton | 2007-03-01 | 5,000 | $0.00 | 5,000 | $0.00 |
Common Stock | Restricted Stock Award | Acquisiton | 2008-03-01 | 6,000 | $0.00 | 6,000 | $0.00 |
Common Stock | Restricted Stock Unit Award | Disposition | 2009-03-13 | 709 | $0.00 | 709 | $0.00 |
Common Stock | Restricted Stock Unit Award | Disposition | 2009-03-13 | 591 | $0.00 | 591 | $0.00 |
Common Stock | Restricted Stock Unit Award | Acquisiton | 2010-03-11 | 1,833 | $0.00 | 1,833 | $0.00 |
Common Stock | Stock Appreciation Right | Acquisiton | 2010-03-11 | 8,517 | $11.85 | 8,517 | $11.85 |
Common Stock | Restricted Stock Award | Disposition | 2010-03-15 | 717 | $0.00 | 717 | $0.00 |
Common Stock | Restricted Stock Unit Award | Disposition | 2010-03-15 | 749 | $0.00 | 749 | $0.00 |
Common Stock | Common Stock | Disposition | 2010-05-11 | 3,000 | $0.00 | 3,000 | $0.00 |
Common Stock | Restricted Stock Unit Award | Disposition | 2010-08-05 | 749 | $0.00 | 749 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | 2013-11-05 | No | 5 | J | Direct | |
14,000 | 2014-12-21 | No | 5 | J | Direct | |
24,000 | 2016-02-21 | No | 5 | J | Direct | |
29,000 | No | 5 | J | Direct | ||
35,000 | No | 5 | J | Direct | ||
34,291 | No | 5 | F | Direct | ||
33,700 | No | 5 | F | Direct | ||
35,533 | No | 5 | J | Direct | ||
44,050 | No | 5 | J | Direct | ||
43,333 | No | 5 | F | Direct | ||
42,584 | No | 5 | F | Direct | ||
39,584 | No | 5 | S | Direct | ||
38,835 | No | 5 | F | Direct |
Footnotes
- All stock options granted under the 1999 and 2000 Stock Incentive Plans became fully vested on or before December 20, 2004 at the time of a Change-In-Control (as defined in the 1999 and 2000 Stock Incentive Plans) upon the closing of a Secondary Offering by Lehman Brothers of 10,000,000 shares of Blount International common stock.
- Vests 33.33% on each succeeding anniversary date of grant for new three years. First vesting date is December 21, 2005.
- The Stock Appreciation Rights were granted as of February 21, 2006 in accordance with the Blount International, Inc. 1999 Stock Incentive Plan, as amended on February 15, 2006 by Blount's Board of Directors. The SARs awarded vest in three equal annual installments, the first installment of which vests one year after the date of grant and the second and third installments vest thereafter on the second and third annual anniversary of the date of grant respectively.
- Vests 33.33% on each succeeding anniversary of SAR grant for three years beginning February 21, 2007.
- The Restricted Stock Award was granted under the 2006 Equity Incentive Plan approved by shareholders on April 25, 2006.
- The Restricted Stock shall vest in three equal annual installments, the first vests one year after date of grant and the second and third vest thereafter on the second and third anniversaries of the date of grant, respectfully. If grantee's employment with the Company is terminated by his retirement, all outstanding unvested Restricted Stock shall immediately vest.
- A Restricted Stock is an unsecured promise to transfer a share at a specified future date. The shares do not have an expiration date.
- Amendment to Form 4 filed on 3/13/09 reporting all as Restricted Stock Unit Awards. Amended to differentiate between Restricted Stock Units and Restricted Stock Awards.
- The RSU Award shall vest in 12 equal quarterly installments, the first of which vests three months after date of grant, with vesting of 1/12 of the award such every three months thereafter until three years from the date of the grant. All vested RSUs are restricted from sale or other transfer until the date that is three calendar years from the date of grant.
- Vests 1/12 quarterly on each succeeding three month period from the date of grant beginning June 11, 2010.
- SARs expire ten years from grant date.