Filing Details
- Accession Number:
- 0001370222-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 12:53:32
- Reporting Period:
- 2010-10-22
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 12:53:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001871 | Investors Capital Holdings Ltd | ICH | Investors, Nec (6799) | 043284631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1370222 | B Timothy Murphy | 230 Broadway Lynnfield MA 01940 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2010-10-22 | 1,000 | $3.80 | 331,182 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 300 | Indirect | By Children's 529 Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Option | $1.00 | 2010-11-01 | 2010-11-01 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-11-01 | 150,000 | 150,000 | Direct |
Footnotes
- Options are immediately exercisable and have no expiration date.
Billionaire Hedge Funds
