Filing Details
- Accession Number:
- 0001181431-10-052519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-29 19:37:10
- Reporting Period:
- 2010-10-27
- Filing Date:
- 2010-10-29
- Accepted Time:
- 2010-10-29 19:37:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
836106 | Novellus Systems Inc | NVLS | Special Industry Machinery, Nec (3559) | 770024666 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | 4000 North First Street San Jose CA 95134 | Exec. Vp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-27 | 3,545 | $28.60 | 6,829 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-10-28 | 6,455 | $28.52 | 374 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,374 | Direct | |
Common Stock | 3,445 | Indirect | By 401(k) |
Common Stock | 448 | Indirect | By Spouse |
Footnotes
- Shares previously reported, but inadvertantly omitted from the Reporting Person's June 2010 Form 4s.
- Securities were sold pursuant to a 10b5-1 Trading Plan.
- The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
- The indirect holdings by Mrs. Archer are estimated shares held in the Company 401K unitized stock fund. The balance is reported as of the last business day.