Filing Details
- Accession Number:
- 0001140361-10-042812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-29 17:14:40
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-10-29
- Accepted Time:
- 2010-10-29 17:14:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247278 | A David Hubbard | 275 Gibraltar Drive Sunnyvale CA 94089 | Vp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-10-28 | 3,500 | $10.40 | 58,347 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-28 | 200 | $10.41 | 58,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-28 | 1,700 | $10.42 | 56,447 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-28 | 100 | $10.43 | 56,347 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-28 | 400 | $10.44 | 55,947 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-28 | 100 | $10.46 | 55,847 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2010-10-28 | 6,000 | $4.30 | 6,000 | $4.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,847 | 2003-01-01 | 2011-10-24 | No | 4 | M | Direct |
Footnotes
- The total 6,000 shares of common stock were granted on October 24, 2001 and vest in four equal installments beginning on January 1, 2002
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
Billionaire Hedge Funds
