Filing Details
- Accession Number:
- 0001317212-10-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-29 16:25:52
- Reporting Period:
- 2010-10-27
- Filing Date:
- 2010-10-29
- Accepted Time:
- 2010-10-29 16:25:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464249 | A. Scott Bibaud | 5300 California Avenue Irvine CA 92617 | Evp & Gm, Mobile Platforms Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-10-27 | 4,125 | $10.49 | 174,395 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-27 | 8,125 | $23.41 | 182,520 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-27 | 10,014 | $23.41 | 192,534 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-27 | 145 | $23.41 | 192,679 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-27 | 24,000 | $22.89 | 216,679 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-27 | 31,593 | $26.01 | 248,272 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-27 | 52,682 | $39.73 | 195,590 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-10-27 | 35,077 | $41.50 | 160,513 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 4,125 | $0.00 | 4,125 | $10.49 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 8,125 | $0.00 | 8,125 | $23.41 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 10,014 | $0.00 | 10,014 | $23.41 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 145 | $0.00 | 145 | $23.41 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 24,000 | $0.00 | 24,000 | $22.89 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-27 | 31,593 | $0.00 | 31,593 | $26.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-07-02 | No | 4 | M | Direct | |
0 | 2013-11-09 | No | 4 | M | Direct | |
0 | 2013-11-09 | No | 4 | M | Direct | |
0 | 2013-11-09 | No | 4 | M | Direct | |
0 | 2013-12-06 | No | 4 | M | Direct | |
0 | 2014-01-24 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such transaction was executed in multiple trades at prices ranging from $39.70 to $39.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 52,763 shares that are held as Class A common stock and (ii) 107,750 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are vested and immediately exercisable.