Filing Details

Accession Number:
0001317212-10-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-29 16:25:52
Reporting Period:
2010-10-27
Filing Date:
2010-10-29
Accepted Time:
2010-10-29 16:25:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464249 A. Scott Bibaud 5300 California Avenue
Irvine CA 92617
Evp & Gm, Mobile Platforms Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-10-27 4,125 $10.49 174,395 No 4 M Direct
Class A Common Stock Acquisiton 2010-10-27 8,125 $23.41 182,520 No 4 M Direct
Class A Common Stock Acquisiton 2010-10-27 10,014 $23.41 192,534 No 4 M Direct
Class A Common Stock Acquisiton 2010-10-27 145 $23.41 192,679 No 4 M Direct
Class A Common Stock Acquisiton 2010-10-27 24,000 $22.89 216,679 No 4 M Direct
Class A Common Stock Acquisiton 2010-10-27 31,593 $26.01 248,272 No 4 M Direct
Class A Common Stock Disposition 2010-10-27 52,682 $39.73 195,590 No 4 S Direct
Class A Common Stock Disposition 2010-10-27 35,077 $41.50 160,513 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 4,125 $0.00 4,125 $10.49
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 8,125 $0.00 8,125 $23.41
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 10,014 $0.00 10,014 $23.41
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 145 $0.00 145 $23.41
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 24,000 $0.00 24,000 $22.89
Class A Common Stock Employee stock option (right to buy) Disposition 2010-10-27 31,593 $0.00 31,593 $26.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-07-02 No 4 M Direct
0 2013-11-09 No 4 M Direct
0 2013-11-09 No 4 M Direct
0 2013-11-09 No 4 M Direct
0 2013-12-06 No 4 M Direct
0 2014-01-24 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $39.70 to $39.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes (i) 52,763 shares that are held as Class A common stock and (ii) 107,750 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  4. All shares subject to such option are vested and immediately exercisable.