Filing Details

Accession Number:
0000745544-10-001167
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-29 12:08:36
Reporting Period:
2010-10-07
Filing Date:
2010-10-29
Accepted Time:
2010-10-29 12:08:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490286 Tortoise Mlp Fund Inc. NTG () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
779955 Sun Life Insurance & Annuity Co Of New York 60 E 42Nd St, Suite 1115
New York NY 10165
No No Yes No
1097362 Sun Life Financial Inc Sun Life Assurance Co Of Canada
150 King Street West Suite 1400
Toronto A6
No No Yes No
1381352 Sun Life Assurance Co Of Canada 150 King Street West
Toronto A6 M5H 1J9
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
2.48% Senior Notes Series A Due Dec. 15, 2013 Acquisiton 2010-10-28 3,333,000 $3,333,000.00 0 No 4 P Direct
4.29% Senior Notes Series D Due Dec. 15, 2020 Acquisiton 2010-10-28 4,333,642 $4,333,642.00 0 No 4 P Direct
4.29% Senior Notes Series D Due Dec. 15, 2020 Acquisiton 2010-10-28 333,358 $333,358.00 0 No 4 P Direct
2.48% Senior Notes Series A Due Dec. 15, 2013 Acquisiton 2010-10-28 3,333,000 $3,333,000.00 0 No 4 P Indirect See Below.
4.29% Senior Notes Series D Due Dec. 15, 2020 Acquisiton 2010-10-28 4,333,642 $4,333,642.00 0 No 4 P Indirect See Below.
4.29% Senior Notes Series D Due Dec. 15, 2020 Acquisiton 2010-10-28 333,358 $333,358.00 0 No 4 P Indirect See Below.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Below.
No 4 P Indirect See Below.
No 4 P Indirect See Below.
Footnotes
  1. Direct ownership held by Sun Life Insurance and Annuity Co of New York, an affiliate of Sun Life Assurance CO of Canada.