Filing Details
- Accession Number:
- 0000745544-10-001167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-29 12:08:36
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-29
- Accepted Time:
- 2010-10-29 12:08:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490286 | Tortoise Mlp Fund Inc. | NTG | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
779955 | Sun Life Insurance & Annuity Co Of New York | 60 E 42Nd St, Suite 1115 New York NY 10165 | No | No | Yes | No | |
1097362 | Sun Life Financial Inc | Sun Life Assurance Co Of Canada 150 King Street West Suite 1400 Toronto A6 | No | No | Yes | No | |
1381352 | Sun Life Assurance Co Of Canada | 150 King Street West Toronto A6 M5H 1J9 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
2.48% Senior Notes Series A Due Dec. 15, 2013 | Acquisiton | 2010-10-28 | 3,333,000 | $3,333,000.00 | 0 | No | 4 | P | Direct | |
4.29% Senior Notes Series D Due Dec. 15, 2020 | Acquisiton | 2010-10-28 | 4,333,642 | $4,333,642.00 | 0 | No | 4 | P | Direct | |
4.29% Senior Notes Series D Due Dec. 15, 2020 | Acquisiton | 2010-10-28 | 333,358 | $333,358.00 | 0 | No | 4 | P | Direct | |
2.48% Senior Notes Series A Due Dec. 15, 2013 | Acquisiton | 2010-10-28 | 3,333,000 | $3,333,000.00 | 0 | No | 4 | P | Indirect | See Below. |
4.29% Senior Notes Series D Due Dec. 15, 2020 | Acquisiton | 2010-10-28 | 4,333,642 | $4,333,642.00 | 0 | No | 4 | P | Indirect | See Below. |
4.29% Senior Notes Series D Due Dec. 15, 2020 | Acquisiton | 2010-10-28 | 333,358 | $333,358.00 | 0 | No | 4 | P | Indirect | See Below. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Below. |
No | 4 | P | Indirect | See Below. |
No | 4 | P | Indirect | See Below. |
Footnotes
- Direct ownership held by Sun Life Insurance and Annuity Co of New York, an affiliate of Sun Life Assurance CO of Canada.