Filing Details
- Accession Number:
- 0001140361-10-042557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-28 17:01:56
- Reporting Period:
- 2010-10-28
- Filing Date:
- 2010-10-28
- Accepted Time:
- 2010-10-28 17:01:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364710 | Fred Jalbout | 7809 Trans Canada Montreal A8 H4S IL3 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2010-10-28 | 7,677 | $8.69 | 0 | No | 4 | S | Indirect | By corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By corporation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $14.36 | 2016-06-02 | 20,000 | 20,000 | Direct | |
| Common Stock | Option to Buy | $19.76 | 2017-08-24 | 25,000 | 25,000 | Direct | |
| Common Stock | Option to Buy | $8.98 | 2018-08-22 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-02 | 20,000 | 20,000 | Direct |
| 2017-08-24 | 25,000 | 25,000 | Direct |
| 2018-08-22 | 25,000 | 25,000 | Direct |
Footnotes
- The corporation, Saco, of which the reporting person beneficially owns 50%, acquired these shares pursuant to the SPA. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- Non-qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options are exercisable at a rate of 25% per year of the aggregate grant, beginning on the 1st anniversary of the grant date.
- The options vest in equal annual amounts of 25% per year beginning on August 22, 2009.
- Prices range from $8.60 per share to $8.75 per share. The reporting person undertakes to provide full pricing information if requested by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
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