Filing Details

Accession Number:
0001104659-10-054302
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-28 14:45:41
Reporting Period:
2010-10-26
Filing Date:
2010-10-28
Accepted Time:
2010-10-28 14:45:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294250 Rand Logistics Inc. RLOG Water Transportation (4400) 201195343
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
808722 M David Knott 485 Underhill Blvd
Ste 205
Syosset NY 11791-3419
No No Yes No
1077285 Knott Partners Lp 485 Underhill Boulevard, Suite 205
Syosset NY 11791
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-26 116,500 $4.88 832,900 No 4 P Indirect By Knott Partners, L.P.
Common Stock Disposition 2010-10-26 26,300 $4.88 701,789 No 4 S Indirect By Shoshone Partners, L.P.
Common Stock Disposition 2010-10-26 13,300 $4.88 1,010,800 No 4 S Indirect By Knott Partners Offshore Master Fund, L.P.
Common Stock Acquisiton 2010-10-26 16,500 $4.88 142,700 No 4 P Indirect By Mulsanne Partners, L.P.
Common Stock Disposition 2010-10-26 5,000 $4.88 44,300 No 4 S Indirect By Knott Partners Offshore (SRI) Fund Limited
Common Stock Disposition 2010-10-26 88,400 $4.88 0 No 4 S Indirect By Managed Account A
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Knott Partners, L.P.
No 4 S Indirect By Shoshone Partners, L.P.
No 4 S Indirect By Knott Partners Offshore Master Fund, L.P.
No 4 P Indirect By Mulsanne Partners, L.P.
No 4 S Indirect By Knott Partners Offshore (SRI) Fund Limited
No 4 S Indirect By Managed Account A
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 900 Indirect By Managed Account D
Footnotes
  1. The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
  2. The Reporting Person is the sole director and the president of Dorset Management Corporation, which (i) provides investment management services to Knott Partners Offshore (SRI) Fund Limited and (ii) separate institutional managed accounts (each, a "Managed Account").
  3. As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., Knott Partners Offshore (SRI) Fund Limited and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party.
  4. Knott Partners Offshore (SRI) Fund Limited was previously represented as Managed Account C in Form 3, filed November 4, 2004 and Form 4 filed on February 17, 2009.
  5. Each entry reports a component of a cross transaction in the common stock described in Column 1 of Table I among the accounts identified in Column 7 that are coded P or S in Column 3. The cross transactions reported reflect a reallocation of common stock among those accounts, and the accounts that disposed of common stock in the cross transaction did not acquire any common stock in the cross transaction.