Filing Details
- Accession Number:
- 0001104659-10-054302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-28 14:45:41
- Reporting Period:
- 2010-10-26
- Filing Date:
- 2010-10-28
- Accepted Time:
- 2010-10-28 14:45:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294250 | Rand Logistics Inc. | RLOG | Water Transportation (4400) | 201195343 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
808722 | M David Knott | 485 Underhill Blvd Ste 205 Syosset NY 11791-3419 | No | No | Yes | No | |
1077285 | Knott Partners Lp | 485 Underhill Boulevard, Suite 205 Syosset NY 11791 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-26 | 116,500 | $4.88 | 832,900 | No | 4 | P | Indirect | By Knott Partners, L.P. |
Common Stock | Disposition | 2010-10-26 | 26,300 | $4.88 | 701,789 | No | 4 | S | Indirect | By Shoshone Partners, L.P. |
Common Stock | Disposition | 2010-10-26 | 13,300 | $4.88 | 1,010,800 | No | 4 | S | Indirect | By Knott Partners Offshore Master Fund, L.P. |
Common Stock | Acquisiton | 2010-10-26 | 16,500 | $4.88 | 142,700 | No | 4 | P | Indirect | By Mulsanne Partners, L.P. |
Common Stock | Disposition | 2010-10-26 | 5,000 | $4.88 | 44,300 | No | 4 | S | Indirect | By Knott Partners Offshore (SRI) Fund Limited |
Common Stock | Disposition | 2010-10-26 | 88,400 | $4.88 | 0 | No | 4 | S | Indirect | By Managed Account A |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Knott Partners, L.P. |
No | 4 | S | Indirect | By Shoshone Partners, L.P. |
No | 4 | S | Indirect | By Knott Partners Offshore Master Fund, L.P. |
No | 4 | P | Indirect | By Mulsanne Partners, L.P. |
No | 4 | S | Indirect | By Knott Partners Offshore (SRI) Fund Limited |
No | 4 | S | Indirect | By Managed Account A |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 900 | Indirect | By Managed Account D |
Footnotes
- The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
- The Reporting Person is the sole director and the president of Dorset Management Corporation, which (i) provides investment management services to Knott Partners Offshore (SRI) Fund Limited and (ii) separate institutional managed accounts (each, a "Managed Account").
- As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., Knott Partners Offshore (SRI) Fund Limited and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party.
- Knott Partners Offshore (SRI) Fund Limited was previously represented as Managed Account C in Form 3, filed November 4, 2004 and Form 4 filed on February 17, 2009.
- Each entry reports a component of a cross transaction in the common stock described in Column 1 of Table I among the accounts identified in Column 7 that are coded P or S in Column 3. The cross transactions reported reflect a reallocation of common stock among those accounts, and the accounts that disposed of common stock in the cross transaction did not acquire any common stock in the cross transaction.