Filing Details
- Accession Number:
- 0001209191-10-051934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-28 07:18:50
- Reporting Period:
- 2010-10-26
- Filing Date:
- 2010-10-28
- Accepted Time:
- 2010-10-28 07:18:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223189 | A Dean Foate | One Plexus Way Neenah WI 54956 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2010-10-26 | 5,603 | $23.55 | 59,033 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-10-26 | 5,603 | $33.55 | 53,430 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2010-10-27 | 4,397 | $23.55 | 57,827 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-10-27 | 4,397 | $33.55 | 53,430 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | Disposition | 2010-10-26 | 5,603 | $0.00 | 5,603 | $23.55 |
Common Stock | Option to buy | Disposition | 2010-10-27 | 4,397 | $0.00 | 4,397 | $23.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,397 | 2011-04-06 | No | 4 | M | Direct | |
0 | 2011-04-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 31,861 | Indirect | 401(k) |
Common Stock, $.01 Par Value | 8,140 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $25.29 | 2012-04-22 | 100,000 | 100,000 | Direct | |
Common Stock | Option to buy | $14.02 | 2013-08-14 | 45,000 | 45,000 | Direct | |
Common Stock | Option to buy | $15.83 | 2014-04-28 | 75,000 | 75,000 | Direct | |
Common Stock | Option to buy | $12.94 | 2015-05-18 | 75,000 | 75,000 | Direct | |
Common Stock | Option to buy | $42.52 | 2016-05-17 | 100,000 | 100,000 | Direct | |
Common Stock | Option to buy | $21.41 | 2017-05-17 | 37,500 | 37,500 | Direct | |
Common Stock | Option to buy | $23.83 | 2017-08-01 | 37,500 | 37,500 | Direct | |
Common Stock | Option to buy | $30.54 | 2017-11-05 | 18,750 | 18,750 | Direct | |
Common Stock | Option to buy | $22.17 | 2018-01-28 | 18,750 | 18,750 | Direct | |
Common Stock | Option to buy | $24.21 | 2018-04-28 | 18,750 | 18,750 | Direct | |
Common Stock | Option to buy | $29.71 | 2018-07-29 | 18,750 | 18,750 | Direct | |
Common Stock | Option to buy | $18.09 | 2009-10-31 | 2018-10-31 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $14.63 | 2010-02-02 | 2019-02-02 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $20.95 | 2010-05-04 | 2019-05-04 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $25.75 | 2010-08-03 | 2019-08-03 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $25.34 | 2010-11-02 | 2019-11-02 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $34.00 | 2011-01-25 | 2020-01-25 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $38.24 | 2011-04-23 | 2020-04-23 | 20,500 | 20,500 | Direct |
Common Stock | Option to buy | $30.48 | 2011-07-26 | 2020-07-26 | 20,500 | 20,500 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 21,375 | 21,375 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 20,398 | 20,398 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 20,500 | 20,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-04-22 | 100,000 | 100,000 | Direct |
2013-08-14 | 45,000 | 45,000 | Direct |
2014-04-28 | 75,000 | 75,000 | Direct |
2015-05-18 | 75,000 | 75,000 | Direct |
2016-05-17 | 100,000 | 100,000 | Direct |
2017-05-17 | 37,500 | 37,500 | Direct |
2017-08-01 | 37,500 | 37,500 | Direct |
2017-11-05 | 18,750 | 18,750 | Direct |
2018-01-28 | 18,750 | 18,750 | Direct |
2018-04-28 | 18,750 | 18,750 | Direct |
2018-07-29 | 18,750 | 18,750 | Direct |
2018-10-31 | 20,500 | 20,500 | Direct |
2019-02-02 | 20,500 | 20,500 | Direct |
2019-05-04 | 20,500 | 20,500 | Direct |
2019-08-03 | 20,500 | 20,500 | Direct |
2019-11-02 | 20,500 | 20,500 | Direct |
2020-01-25 | 20,500 | 20,500 | Direct |
2020-04-23 | 20,500 | 20,500 | Direct |
2020-07-26 | 20,500 | 20,500 | Direct |
21,375 | 21,375 | Direct | |
20,398 | 20,398 | Direct | |
20,500 | 20,500 | Direct |
Footnotes
- Options were exercised and the underlying shares were sold pursuant to a Rule 10b5-1 plan.
- The reporting person no longer has a reportable beneficial interest in 2,000 shares of Plexus common stock owned by his adult child and included in the reporting person's prior ownership reports.
- Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the date of the last report from the Plan's trustee.
- Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Savings Plan as of the last date of a statement from the Plan's Trustee.
- Options granted under the Plexus Corp. 2008 Equity Incentive Plan, or a predecessor plan, which qualify under Rule 16b-3; now fully vested.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- Each Restricted Stock Unit granted under the Plexus Corp. 2005 Equity Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on November 5, 2010.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. Common Stock. The Restricted Stock Units vest on October 31, 2011.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 25, 2013.