Filing Details

Accession Number:
0001209191-10-051872
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-27 17:34:28
Reporting Period:
2010-10-27
Filing Date:
2010-10-27
Accepted Time:
2010-10-27 17:34:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1338042 Aegerion Pharmaceuticals Inc. AEGR Pharmaceutical Preparations (2834) 202960116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034196 Advent International Corp/Ma 75 State Street, 29Th Floor
Boston MA 02109
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-27 1,263,312 $0.00 1,267,484 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-10-27 441,376 $0.00 1,708,860 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-10-27 814,092 $7.60 2,522,952 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-10-27 263,158 $9.50 2,786,110 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2010-10-27 3,264,283 $0.00 1,263,312 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2010-10-27 723,241 $0.00 441,376 $0.00
Common Stock Senior Subordinated Convertible Promissory Notes Disposition 2010-10-27 0 $0.00 814,092 $7.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 2011-12-31 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,172 Indirect See Footnote
Footnotes
  1. These securities are indirectly beneficially owned in the following capacities; as Manager of Advent International LLC, which in turn is the General Partner of AHLS III GP, which in turn is the General Partner of Advent Healthcare & Life Sciences III Limited Partnership and Advent Healthcare & Life Science III A Limited Partnership. Advent International Corporation is also the General Partner of Advent Partners HLS III Limited Partnership.
  2. Upon the closing of the Issuer's initial public offering on October 27, 2010, each share of Series A Convertible Preferred Stock (the "Series A Shares") and each share of the Series B Convertible Preferred Stock (the "Series B Shares"), plus accrued dividends, immediately converted into shares of common stock of the Issuer in accordance with the terms of the Issuer's Third Amended and Restated Certificate of Incorporation. The Series A Shares converted on a 1-for-0.38701117412 basis and the Series B Shares converted on a 1-for-0.61027657931 basis. The Series A Shares and the Series B Shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's initial public offering and had no expiration date.
  3. Shares acquired upon the closing of the Issuer's initial public offering at the initial public offering price of $9.50 per share.
  4. The outstanding principal and accrued and unpaid interest on these senior subordinated convertible promissory notes (the "Convertible Notes") automatically converted into shares of common stock upon the closing of the Issuer's initial public offering, at $7.60 per share, 80% of the Issuer's initial public offering price per share.