Filing Details
- Accession Number:
- 0001127602-10-026058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-27 15:51:17
- Reporting Period:
- 2010-10-26
- Filing Date:
- 2010-10-27
- Accepted Time:
- 2010-10-27 15:51:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203069 | C A James Kennedy | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-30 | 376 | $49.83 | 736,537 | No | 5 | A | Direct | |
Common Stock | Disposition | 2010-10-26 | 448,813 | $0.00 | 747,908 | No | 5 | G | Indirect | 2008 Kennedy Grantor Retained Annuity Trust III |
Common Stock | Acquisiton | 2010-10-26 | 448,813 | $0.00 | 1,185,350 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-10-26 | 85,000 | $54.39 | 1,100,350 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-26 | 155,000 | $0.00 | 256,576 | No | 4 | M | Indirect | James A.C. Kennedy LLC |
Common Stock | Acquisiton | 2010-10-26 | 112,400 | $0.00 | 368,976 | No | 4 | M | Indirect | James A.C. Kennedy LLC |
Common Stock | Disposition | 2010-10-26 | 81,824 | $54.59 | 287,152 | No | 4 | F | Indirect | James A.C. Kennedy LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 5 | G | Indirect | 2008 Kennedy Grantor Retained Annuity Trust III |
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | James A.C. Kennedy LLC |
No | 4 | M | Indirect | James A.C. Kennedy LLC |
No | 4 | F | Indirect | James A.C. Kennedy LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-10-26 | 155,000 | $0.00 | 155,000 | $19.50 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-10-26 | 112,400 | $0.00 | 112,400 | $12.85 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2010-10-26 | 26,457 | $0.00 | 26,457 | $54.59 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2010-10-26 | 55,367 | $0.00 | 55,367 | $54.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-11-20 | 2010-11-20 | No | 4 | M | Indirect |
0 | 2002-09-21 | 2011-09-21 | No | 4 | M | Indirect |
26,457 | 2010-10-26 | 2011-09-21 | No | 4 | A | Indirect |
55,367 | 2010-10-26 | 2010-11-20 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500,000 | Indirect | 2010 Kennedy Grantor Retained Annunity Trust |
Footnotes
- Shares acquired on 09/28/10 and 09/30/10 pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- The range of prices for this transaction were $54.36 to $54.63. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 11/20/2000 Grant - The option vests 20% annually over a 5 year period beginning on 11/20/2001.
- 09/21/2001 Grant - The option vests 20% annually over a 5 year period beginning on 09/21/2002.
- 10/26/2010 Replishment Grant - option vest 100% immediately.