Filing Details

Accession Number:
0000091440-10-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-26 13:19:40
Reporting Period:
2010-10-26
Filing Date:
2010-10-26
Accepted Time:
2010-10-26 13:19:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268556 Constance Johnsen 2801 80Th Street
Kenosha WI 53143
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-26 879 $50.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $39.35 2008-02-16 2016-02-16 2,160 2,160 Direct
Common Stock Stock Option (Right to Buy) $50.22 2010-02-15 2017-02-15 4,300 4,300 Direct
Common Stock Stock Option (Right to Buy) $51.75 2018-02-13 4,320 4,320 Direct
Common Stock Stock Option (Right to Buy) $29.69 2019-02-11 4,500 4,500 Direct
Common Stock Stock Option (Right to Buy) $41.01 2020-02-10 4,500 4,500 Direct
Common Stock Restricted Stock $0.00 2,000 2,000 Direct
Common Stock Restricted Stock Units $0.00 740 740 Direct
Common Stock Restricted Stock Units $0.00 1,485 1,485 Direct
Common Stock Performance Units $0.00 1,308 1,308 Direct
Common Stock Performance Units $0.00 1,486 1,486 Direct
Common Stock Deferred Stock Units $0.00 14,518 14,518 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-16 2,160 2,160 Direct
2017-02-15 4,300 4,300 Direct
2018-02-13 4,320 4,320 Direct
2019-02-11 4,500 4,500 Direct
2020-02-10 4,500 4,500 Direct
2,000 2,000 Direct
740 740 Direct
1,485 1,485 Direct
1,308 1,308 Direct
1,486 1,486 Direct
14,518 14,518 Direct
Footnotes
  1. The reporting person sold shares acquired under the Snap-on Incorporated Employee Stock Purchase Plan and the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
  2. One third of the option vested on each of 2/13/2009 and 2/13/2010, and one third will vest on 2/13/2011.
  3. One third of the option vested on 2/11/2010, and one third will vest on each of 2/11/2011 and 2/11/2012.
  4. One third of the option vests on each of 2/10/2011, 2/10/2012 and 2/10/2013.
  5. 1 for 1.
  6. The stock vests on the achievement of certain company initiatives over the 2008-2010 period.
  7. The restricted stock units were earned based on Company performance during 2009. Assuming continued employment on the payment date, which will occur in February 2012, the units will then vest in one installment and the shares will be issued.
  8. The restricted stock units may be earned based on the achievement of certain company goals during 2010. Assuming continued employment on the payment date, which will occur in February 2013, the units will then vest in one installment and shares will be issued. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2009-2011 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. If the company achieves certain goals over the 2010-2012 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  11. Payment will begin within 30 days first beginning after the date specificed in advance of the deferral by the reporting person, death, disability or termination of employment.
  12. This information is based on a plan statement dated 9/30/2010.