Filing Details

Accession Number:
0001488207-10-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-25 21:42:08
Reporting Period:
2010-09-21
Filing Date:
2010-10-25
Accepted Time:
2010-10-25 21:42:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
852564 Unilens Vision Inc UVIC Ophthalmic Goods (3851) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488207 Baker Street Capital Management, Llc 12026 Wilshire Blvd
Unit 502
Los Angeles CA 90025
No No Yes No
1489810 Vadim Perelman 12026 Wilshire Blvd
Unit 502
Los Angeles CA 90025
No No Yes No
1493415 L.p. Capital Street Baker 12026 Wilshire Blvd
Unit 502
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2010-09-21 100 $4.30 614,472 No 4 P Indirect By Baker Street Capital L.P.
Common Stock, No Par Value Acquisiton 2010-09-30 200 $4.40 614,672 No 4 P Indirect By Baker Street Capital L.P.
Common Stock, No Par Value Acquisiton 2010-10-19 2,850 $3.89 617,522 No 4 P Indirect By Baker Street Capital L.P.
Common Stock, No Par Value Acquisiton 2010-10-20 1,000 $4.02 618,522 No 4 P Indirect By Baker Street Capital L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Baker Street Capital L.P.
No 4 P Indirect By Baker Street Capital L.P.
No 4 P Indirect By Baker Street Capital L.P.
No 4 P Indirect By Baker Street Capital L.P.
Footnotes
  1. Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person (other than Baker Street Capital L.P.) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  2. Shares of Common Stock beneficially owned by Baker Street Capital L.P. (BSC LP). As the general partner BSC LP, Baker Street Capital Management, LLC (Baker Street Capital Management) may be deemed to beneficially own the shares of Common Stock beneficially owned by BSC LP. As the managing member of Baker Street Capital Management, Vadim Perelman may be deemed to beneficially own the shares of Common Stock beneficially owned by BSC LP.
  3. Shares purchased on the TSX Venture Exchange. The price per share is represented in Canadian Dollars.