Filing Details
- Accession Number:
- 0001488207-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-25 21:42:08
- Reporting Period:
- 2010-09-21
- Filing Date:
- 2010-10-25
- Accepted Time:
- 2010-10-25 21:42:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
852564 | Unilens Vision Inc | UVIC | Ophthalmic Goods (3851) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488207 | Baker Street Capital Management, Llc | 12026 Wilshire Blvd Unit 502 Los Angeles CA 90025 | No | No | Yes | No | |
1489810 | Vadim Perelman | 12026 Wilshire Blvd Unit 502 Los Angeles CA 90025 | No | No | Yes | No | |
1493415 | L.p. Capital Street Baker | 12026 Wilshire Blvd Unit 502 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2010-09-21 | 100 | $4.30 | 614,472 | No | 4 | P | Indirect | By Baker Street Capital L.P. |
Common Stock, No Par Value | Acquisiton | 2010-09-30 | 200 | $4.40 | 614,672 | No | 4 | P | Indirect | By Baker Street Capital L.P. |
Common Stock, No Par Value | Acquisiton | 2010-10-19 | 2,850 | $3.89 | 617,522 | No | 4 | P | Indirect | By Baker Street Capital L.P. |
Common Stock, No Par Value | Acquisiton | 2010-10-20 | 1,000 | $4.02 | 618,522 | No | 4 | P | Indirect | By Baker Street Capital L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Baker Street Capital L.P. |
No | 4 | P | Indirect | By Baker Street Capital L.P. |
No | 4 | P | Indirect | By Baker Street Capital L.P. |
No | 4 | P | Indirect | By Baker Street Capital L.P. |
Footnotes
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person (other than Baker Street Capital L.P.) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Baker Street Capital L.P. (BSC LP). As the general partner BSC LP, Baker Street Capital Management, LLC (Baker Street Capital Management) may be deemed to beneficially own the shares of Common Stock beneficially owned by BSC LP. As the managing member of Baker Street Capital Management, Vadim Perelman may be deemed to beneficially own the shares of Common Stock beneficially owned by BSC LP.
- Shares purchased on the TSX Venture Exchange. The price per share is represented in Canadian Dollars.