Filing Details
- Accession Number:
- 0001181431-10-051865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-25 14:42:07
- Reporting Period:
- 2010-10-20
- Filing Date:
- 2010-10-25
- Accepted Time:
- 2010-10-25 14:42:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216700 | Ronald Patrick Scanlon | 175 Lilac Lane Brea CA 92823 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-01 | 22 | $33.93 | 4,962 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-09-01 | 21 | $34.29 | 4,983 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-10-20 | 750 | $23.43 | 5,733 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-20 | 750 | $37.84 | 4,983 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-10-20 | 750 | $0.00 | 750 | $23.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-02-04 | 2012-02-03 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2010 as dividend at FMV
- DER units credited on 9/1/2010 as dividend at FMV
- The option became exercisable as to 33% of the total number of shares subject to the option on 2/4/2002, 33% on 2/4/2003 and 34% on 2/4/2004.