Filing Details
- Accession Number:
- 0001104659-10-053330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-22 17:28:19
- Reporting Period:
- 2010-10-20
- Filing Date:
- 2010-10-22
- Accepted Time:
- 2010-10-22 17:28:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379246 | Body Central Corp | BODY | Retail-Apparel & Accessory Stores (5600) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503259 | Scott Gallin | C/O Pinebridge Investments Llc 277 Park Avenue, 42Nd Floor New York NY 10172 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-20 | 3,122,477 | $0.00 | 3,122,477 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2010-10-20 | 431,078 | $12.09 | 2,691,399 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-10-20 | 3,122,477 | $0.00 | 3,122,477 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The shares of Series A Convertible Preferred Stock were converted into shares of common stock on a one-for-one basis upon the closing of the Issuer's initial public offering on October 20, 2010. The shares of Series A Convertible Preferred Stock were convertible, at any time at the holder's election, into the Issuer's common stock and had no expiration date.
- Each of PineBridge PEP III Direct, L.P., PineBridge PEP IV Co-Investment, L.P., PineBridge Vantage Partners, L.P. and American International Group, Inc. Retirement Plan Master Trust is the record holder of 60,047, 480,381, 2,437,935, and 144,114 shares of Series A Convertible Preferred Stock, respectively, that converted to common stock on a one-for-one basis on October 20, 2010, and is advised by PineBridge Investments LLC ("PineBridge Investments"). PineBridge Investments has sole voting power and sole investment power over these shares and is the beneficial owner of the shares held by these entities. Scott Gallin is a managing director of PineBridge Investments and may be deemed to beneficially own the shares of common stock held by these entities. Mr. Gallin disclaims such beneficial ownership. Each of the above entities holding these shares as a record holder disclaims beneficial ownership of the securities held of record by the other entities.