Filing Details
- Accession Number:
- 0001181431-10-051584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-20 19:26:32
- Reporting Period:
- 2010-10-15
- Filing Date:
- 2010-10-20
- Accepted Time:
- 2010-10-20 19:26:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368057 | Mohan Misra | C/O Ascent Solar Technologies, Inc. 12300 Grant Street Thornton CO 80241 | Chief Strategy Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-15 | 10,000 | $4.83 | 469,993 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-15 | 2,000 | $4.82 | 684,000 | No | 4 | S | Indirect | By ITN Energy Systems, Inc. |
Common Stock | Disposition | 2010-10-15 | 48,000 | $4.85 | 636,000 | No | 4 | S | Indirect | By ITN Energy Systems, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By ITN Energy Systems, Inc. |
No | 4 | S | Indirect | By ITN Energy Systems, Inc. |
Footnotes
- The reporting person indirectly holds the shares of the issuer's common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation owned by the reporting person and an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.