Filing Details

Accession Number:
0001181431-10-051584
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-20 19:26:32
Reporting Period:
2010-10-15
Filing Date:
2010-10-20
Accepted Time:
2010-10-20 19:26:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368057 Mohan Misra C/O Ascent Solar Technologies, Inc.
12300 Grant Street
Thornton CO 80241
Chief Strategy Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-15 10,000 $4.83 469,993 No 4 S Direct
Common Stock Disposition 2010-10-15 2,000 $4.82 684,000 No 4 S Indirect By ITN Energy Systems, Inc.
Common Stock Disposition 2010-10-15 48,000 $4.85 636,000 No 4 S Indirect By ITN Energy Systems, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By ITN Energy Systems, Inc.
No 4 S Indirect By ITN Energy Systems, Inc.
Footnotes
  1. The reporting person indirectly holds the shares of the issuer's common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation owned by the reporting person and an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.