Filing Details
- Accession Number:
- 0000919574-10-005972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-20 18:05:37
- Reporting Period:
- 2010-10-18
- Filing Date:
- 2010-10-20
- Accepted Time:
- 2010-10-20 18:05:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325460 | Ats Corp | ATSC | Services-Management Consulting Services (8742) | 113747950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260818 | Steven Lampe | 680 Fifth Avenue, 12Th Floor New York NY 10019 | No | No | Yes | No | |
1299904 | F Richard Conway | 680 Fifth Avenue 12Th Floor New York NY 10019 | No | No | Yes | No | |
1299982 | Lampe, Conway & Co. Llc | 680 Fifth Avenue 12Th Floor New York NY 10019 | No | No | Yes | No | |
1375479 | Lc Capital Advisors Llc | C/O Trident Fund Services (Bvi) Limited Po Box 146, Waterfront Drive Road Town, Tortola D8 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-18 | 29,888 | $2.86 | 4,384,224 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-18 | 0 | $0.00 | 4,715,224 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-10-19 | 12,100 | $2.85 | 4,396,324 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-19 | 0 | $0.00 | 4,727,324 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These securities are owned by LC Capital Master Fund, Ltd., which is a Reporting Person.
- These securities may be deemed to be beneficially owned by Lampe, Conway & Co., LLC, the investment manager of LC Capital Master Fund, Ltd. and LC Capital / Capital Z SPV, L.P., Steven G. Lampe, a managing member of Lampe, Conway & Co., LLC and Richard F. Conway, a managing member of Lampe, Conway & Co., LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.