Filing Details
- Accession Number:
- 0001181431-10-051528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-20 16:47:40
- Reporting Period:
- 2010-10-18
- Filing Date:
- 2010-10-20
- Accepted Time:
- 2010-10-20 16:47:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273685 | New York Mortgage Trust Inc | NYMT | Real Estate Investment Trusts (6798) | 470934168 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226355 | Harvest Capital Strategies Llc | 600 Montgomery Street Suite 2000 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-20 | 3,400 | $6.35 | 217,248 | No | 4 | P | Indirect | See Footnote 1 |
Common Stock | Acquisiton | 2010-10-19 | 12,029 | $6.34 | 213,848 | No | 4 | P | Indirect | See Footnote 1 |
Common Stock | Acquisiton | 2010-10-18 | 4,200 | $6.30 | 201,819 | No | 4 | P | Indirect | See Footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote 1 |
No | 4 | P | Indirect | See Footnote 1 |
No | 4 | P | Indirect | See Footnote 1 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,952 | Indirect | By Harvest Mortgage Opportunity Partners, L.P. |
Footnotes
- The Reporting Person has investment control over these securities pursuant to an Investment Management Agreement with JMP Securities LLC, the beneficial owner of such securities. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
- Harvest Mortgage Opportunity Partners, L.P. acquired 21,903 shares of common stock in the open market and subsequently, on May 27, 2008 the Issuer effected a one-for-two reverse stock split of its Common Stock.
- The Reporting Person has investment control over these securities as investment advisor to this entity, but disclaims beneficial ownership of these securities and this report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.