Filing Details
- Accession Number:
- 0001127602-10-025756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-19 19:08:43
- Reporting Period:
- 2010-10-18
- Filing Date:
- 2010-10-19
- Accepted Time:
- 2010-10-19 19:08:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016361 | S Gavin Herbert | 2525 Dupont Drive Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-13 | 1,000 | $0.00 | 196,960 | No | 5 | G | Indirect | By Family Trust |
Common Stock | Disposition | 2010-10-18 | 10,000 | $72.00 | 186,960 | No | 4 | S | Indirect | By Family Trust |
Common Stock | Disposition | 2010-10-18 | 10,000 | $72.00 | 40,000 | No | 4 | S | Indirect | By Successor Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Family Trust |
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By Successor Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,400 | Direct | |
Common Stock | 5,000 | Indirect | By Gavin S. Herbert Trust |
Common Stock | 400 | Indirect | By Spouse |
Common Stock | 3,000 | Indirect | By Spouse Living Trust |
Footnotes
- Shares held by the Herbert Family Trust. Reporting person is trustee and beneficiary of this trust and has the power to revoke without another's consent.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on February 22, 2010, as trustee for the above described Family Trust.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on February 22, 2010, as co-trustee for the below described Successor Trust.
- Shares held by G. Herbert, Inc., which in turn is wholly owned by Gavin Herbert Successor Trust (GHST). The reporting person is co-trustee and has a pecuniary interest in GHST.
- Shares held by Gavin S. Herbert Trust. The reporting person is beneficiary of this trust.
- Shares held by Ninetta Herbert Living Trust. The reporting person's spouse is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.