Filing Details
- Accession Number:
- 0001140361-10-041464
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-10-18 16:30:59
- Reporting Period:
- 2007-01-30
- Filing Date:
- 2010-10-18
- Accepted Time:
- 2010-10-18 16:30:59
- Original Submission Date:
- 2010-10-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379400 | Alpine Total Dynamic Dividend Fund | AOD | () | 205785181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503156 | K. Jill Evans | 2500 Westchester Avenue, Ste. 215 Purchase NY 10577 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2007-01-30 | 3,000 | $20.00 | 3,000 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2007-01-30 | 100 | $20.00 | 3,100 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2009-04-29 | 1,550 | $0.00 | 1,550 | No | 4 | G | Indirect | by Trust FBO reporting person |
Common Shares Of Beneficial Interest | Acquisiton | 2010-10-06 | 6,500 | $5.55 | 8,050 | No | 4 | P | Indirect | by Trust FBO reporting person |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | G | Indirect | by Trust FBO reporting person |
No | 4 | P | Indirect | by Trust FBO reporting person |
Footnotes
- Shares were previously owned directly but were transferred to a trust for which the reporting person is the trustee and an indirect beneficiary.
- This Form 4 amends and restates in its entirety the Form 4 filed on October 8, 2010, to correct disclosure with respect to the ownership form of the securities and the nature of indirect beneficial ownership.