Filing Details
- Accession Number:
- 0001144204-10-054168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-18 11:14:37
- Reporting Period:
- 2010-10-18
- Filing Date:
- 2010-10-18
- Accepted Time:
- 2010-10-18 11:14:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895642 | Ener1 Inc | HEV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 592479377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312038 | Anthony Gerard Herlihy | Ener1, Inc. 1540 Broadway Suite 25C New York NY US 10036 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-18 | 10,000 | $4.21 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $4.19 | 2008-12-19 | 2012-12-31 | 71,429 | 71,429 | Direct |
Common Sotck | Stock option | $2.17 | 2009-10-16 | 2012-12-31 | 35,714 | 107,143 | Direct |
Common Stock | Stock option | $4.05 | 2010-02-17 | 2012-12-31 | 24,500 | 131,643 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-12-31 | 71,429 | 71,429 | Direct |
2012-12-31 | 35,714 | 107,143 | Direct |
2012-12-31 | 24,500 | 131,643 | Direct |
Footnotes
- The common stock disposals reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan.