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Home > Insider Trading > Filing (0001181431-10-051036)

Filing Details

Accession Number:: 0001181431-10-051036
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-10-15 15:03:49
Reporting Period:: 2010-10-13

Filing Date:: 2010-10-15
Accepted Time:: 2010-10-15 15:03:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
836106	Novellus Systems Inc	NVLS	Special Industry Machinery, Nec (3559)	770024666

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488812	Andrew Gottlieb	4000 North First Street San Jose CA 95134	Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-10-13	5,000	$0.00	5,000	No	4	M	Direct
Common Stock	Disposition	2010-10-13	1,835	$27.01	3,165	No	4	F	Direct
Common Stock	Disposition	2010-10-14	3,165	$26.92	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2010-10-13	5,000	$0.00	5,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000	2010-10-13	2018-10-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22	Indirect	By 401(k)

Footnotes

Securities were sold pursuant to a 10b5-1 Trading Plan.
The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day.