Filing Details
- Accession Number:
- 0000100885-10-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-14 18:09:59
- Reporting Period:
- 2010-10-13
- Filing Date:
- 2010-10-14
- Accepted Time:
- 2010-10-14 18:09:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292362 | Michael J Hemmer | 1400 Douglas Street Omaha NE 68179 | Svp Law & Gen Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-13 | 50,000 | $43.03 | 156,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-13 | 50,000 | $85.86 | 106,909 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-13 | 25,000 | $43.03 | 131,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-13 | 25,000 | $85.36 | 106,909 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-10-13 | 50,000 | $0.00 | 50,000 | $43.03 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-10-13 | 25,000 | $0.00 | 25,000 | $43.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2007-01-26 | 2016-01-26 | No | 4 | M | Direct |
| 0 | 2007-01-26 | 2016-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,551 | Indirect | (1) |
| Common Stock | 6 | Indirect | by Son |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2010.
- This transaction was executed in multiple trades at prices ranging from $85.36 to $86.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- The reporting person disclaims beneficial ownership of these securities.
- This option became exercisable in three equal installments starting one year from the grant date.
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