Filing Details
- Accession Number:
- 0001265852-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-14 14:46:55
- Reporting Period:
- 2010-10-13
- Filing Date:
- 2010-10-14
- Accepted Time:
- 2010-10-14 14:46:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265852 | A Jeffrey Hinrichs | C/O Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Evp & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-13 | 500 | $3.50 | 223,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-13 | 500 | $16.00 | 223,407 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-14 | 1,500 | $3.50 | 224,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-14 | 1,500 | $16.00 | 223,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-13 | 500 | $0.00 | 500 | $3.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-14 | 1,500 | $0.00 | 1,500 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,650 | 2011-12-13 | No | 4 | M | Direct | |
| 17,150 | 2011-12-13 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2010.
- The option vested in six equal installments every six months beginning on June 13, 2002.
Billionaire Hedge Funds
