Filing Details
- Accession Number:
- 0001181431-10-050838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-13 19:35:43
- Reporting Period:
- 2010-10-11
- Filing Date:
- 2010-10-13
- Accepted Time:
- 2010-10-13 19:35:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196898 | P Richard Wallace | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-11 | 3,791 | $26.25 | 129,548 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-11 | 3,209 | $32.88 | 132,757 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-11 | 7,000 | $34.62 | 125,757 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-10-11 | 3,791 | $0.00 | 3,791 | $26.25 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-10-11 | 3,209 | $0.00 | 3,209 | $32.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-10 | No | 4 | M | Direct | |
| 0 | 2010-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted Stock Units | 317,945 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.22 to $35.12. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
- Represents the remaining unexercised portion of a stock option granted on November 10, 2000, granting the Reporting Person the right to purchase up to 14,291 shares of KLA-Tencor common stock. 3,500 shares subject to this stock option vested on the one-year anniversary of the grant date, and 1/48 of the remaining 10,791 shares vested on each monthly anniversary thereafter until November 10, 2005.
- Represents a stock option granted on November 10, 2000, granting the Reporting Person the right to purchase up to 3,209 shares of KLA-Tencor common stock. 1/48 of the total number of shares subject to this stock option vested on the 13-month anniversary of the grant date and on each monthly anniversary thereafter until November 10, 2005.
Billionaire Hedge Funds
