Filing Details
- Accession Number:
- 0001019687-10-003654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-13 19:22:00
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-13
- Accepted Time:
- 2010-10-13 19:22:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924168 | Energy Focus Inc | EFOI | Electric Lighting & Wiring Equipment (3640) | 943021850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391795 | David Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403417 | Chavez Monica Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403463 | Trust Quercus | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-10-07 | 42,000 | $1.29 | 5,977,288 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-08 | 22,500 | $1.36 | 5,954,788 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-11 | 16,200 | $1.21 | 5,938,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-12 | 9,000 | $1.22 | 5,929,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-10-13 | 12,000 | $1.31 | 5,917,580 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |